» markets regulator News

markets regulator

Sebi slaps Rs 25 lakh fine on this stock broker- Here's why!

Sebi slaps Rs 25 lakh fine on this stock broker- Here's why!

Sat, Jul 30, 2022

The Securities and Exchange Board of India (Sebi) conducted an investigation into the block deals executed by FAL Corporation Ltd in the scrip of ICICI General Lombard Insurance Co Ltd to check for any manipulation of reference price considered for execution of the block deal trades. This was for the April 2019 to September 2019 period.

More >
SEBI recruitment 2022: Market regulator is hiring for IT Department; Check eligibility, last date and salary

SEBI recruitment 2022: Market regulator is hiring for IT Department; Check eligibility, last date and salary

Thu, Jul 14, 2022

In its notice, Sebi has invited applications from Indian citizens for the post of Officer Grade A (Assistant Manager) in the Information Technology stream.

More >
Sebi tweaks cyber security, cyber resilience framework of KYC registration agencies

Sebi tweaks cyber security, cyber resilience framework of KYC registration agencies

Mon, May 30, 2022

Sebi on Monday said that it changed the cyber security and the cyber resilience framework of KYC Registration Agencies (KRAs).

More >
Sebi gives more time to comply with rules on client-level segregation, monitoring of collaterals

Sebi gives more time to comply with rules on client-level segregation, monitoring of collaterals

Thu, Feb 24, 2022

Capital markets regulator Sebi on Thursday deferred implementation of the new regulations on client-level segregation and monitoring of collaterals till May 2.

More >
Sebi notifies amendment to depositories, participants norms - hiking net worth requirement

Sebi notifies amendment to depositories, participants norms - hiking net worth requirement

Thu, Feb 24, 2022

As per the revised norms, stock brokers are required to have a net worth of Rs 3 crore, within one year of the date of notification, according to the notification released on Wednesday.

More >
Sebi tweaks framework on investor grievance redressal system, arbitration mechanism

Sebi tweaks framework on investor grievance redressal system, arbitration mechanism

Fri, Oct 22, 2021

The new framework will come into effect from January 1, 2022, the Securities and Exchange Board of India (Sebi) said in a circular.

More >
Sebi asks MFs to disclose total expense charge on daily basis

Sebi asks MFs to disclose total expense charge on daily basis

Tue, Feb 06, 2018

Pushing for uniformity in disclosures, Sebi has asked mutual fund houses to prominently disclose on a daily basis the total expenses charged to customers for all schemes under a separate head on their websites.

More >
Tyagi says Sebi to probe data leaks via social media

Tyagi says Sebi to probe data leaks via social media

Tue, Dec 12, 2017

Securities and Exchange Board chairman Ajay Tyagi confirmed that the regulator has come to know of instances wherein price-sensitive financial data of reputed companies was leaked to right before the earnings were formally made public.

More >
Sebi fines Tata Steel Rs 10 lakh for delayed disclosure

Sebi fines Tata Steel Rs 10 lakh for delayed disclosure

Thu, Dec 07, 2017

Tata Steel currently holds nearly 75 per cent in Tinplate, a separately listed group firm, which is among the country's largest producer of tinplate and its products are used for canning and packaging of processed foods, paints, beverages, dairy and other products.

More >
Sebi to recover Rs 55,000 crore from defaulters

Sebi to recover Rs 55,000 crore from defaulters

Tue, Jun 14, 2016

Markets regulator Sebi has initiated recovery proceedings against defaulters to collect more than Rs 55,000 crore, largely on account of its clampdown on illicit money-pooling schemes.

More >